Compliance Supervisor

  • Shortlist
Location CANTERBURY , Kent
Sector Financial Services
Salary £35,000 - £40,000 Per Annum
Type Permanent
Consultant Bobby Spalding
Ref 56929

The Client:

 

A fantastic opportunity for an experienced compliance professional to join an established IFA practice who provide exemplary wealth advice to their clients. 

 

The Opportunity

 

Our client is looking for a qualified financial services professional to assist the Compliance Director. You will be involved in assessing and checking the advice provided by the advisory team. You will be required to provide technical support to advisers and may be required to run ad hoc projects reviewing the needs of clients. You will also have the opportunity to be involved in assisting with the technical training of staff.

 

What’s needed for me to be considered?

 

In order to be considered, candidates ideally need to have;

 

  • recent experience of working in an IFA environment
  • Level 4 qualified, preferably progressing towards or qualified to Advanced Diploma/Chartered level (level 6). 
  • knowledge of trusts, IHT planning, pensions, investments and wealth management. 

 

What next?

 

Apply today to be considered for this opportunity.  If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client.  In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

 

Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.

 

Job Synonyms:  compliance supervisor, IFA, compliance, monitoring, compliance officer, compliance assistant, compliance technician