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Compliance - Financial Services Recruitment

The UK's Top Financial Services Jobs

  • Displaying 7 jobs of 7

T&C Supervisor

Location Westhill
Salary £35,000 - £45,000 Per Annum
Type Permanent
Ref 62869

The opportunity for an experienced Training & Compliance professional to join an established IFA practice who provide exemplary wealth advice to their clients.    The Opportunity   Our client is looking for an experienced T&C Supervisor to oversee the day to day compliance function (reporting to Compliance Manager) within the firm in addition to assisting with the […]

File Reviewer

Location Stockport
Salary £35,000 - £40,000 Per Annum
Type Permanent
Ref 62309

The opportunity for a diploma qualified file checker to join a reputable IFA firm in Cheshire who provide exemplary advice to their clients.  The Opportunity Our client is looking for an experienced compliance professional with file review experience to join the team. You will be working directly with the companies advisers to ensure all queries are concisely responded to. The […]

DB File Checker

Location Manchester
Salary £37,500 Per Annum
Type Permanent
Ref 61208

The opportunity for a diploma qualified file checker to join a reputable pensions firm who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance professional with file review experience to join the team. You will be working directly with the companies clients to ensure all queries are concisely […]

Business Risk Consultant

Location Edinburgh
Salary £45,000 - £55,000 Per Annum
Type Permanent
Ref 60935

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

Business Risk Consultant

Location Glasgow
Salary £45,000 - £55,000 Per Annum
Type Permanent
Ref 60934

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

Compliance Consultant

Location Manchester
Salary £30,000 - £40,000 Per Annum
Type Permanent
Ref 57430

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance professional to join the helpdesk. You will be responsible for taking inbound calls, dealing with client's queries, complaints handling and assisting in the review […]

Business Quality Controller

Location BATH
Salary £35,000 - £45,000 Per Annum
Type Permanent
Ref 48146

In this exciting new role you will undertake file reviews and act as a quality filter for all files submitted, in conjunction with the Business Quality Manager, to ensure that the advice provided meets business and regulatory requirements. You will help manage a pre-approval process for High Risk advice areas such as Drawdown, EIS, VCTs […]