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Compliance - Financial Services Recruitment

The UK's Top Financial Services Jobs

  • Displaying 7 jobs of 7

Compliance Monitoring Officer

Location Manchester
Salary £40,000 Per Annum
Type Permanent
Ref 64579

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.  The Opportunity Our client is looking for an experienced compliance professional with file review experience to join the monitoring team. You will be working directly with the companies clients to ensure all queries are concisely responded […]

File Reviewer (12 Month FTC)

Location FARNBOROUGH
Salary £40,000 Per Annum
Type Contract
Ref 64362

Our Client, a multi-award winning financial services network, is currently seeking a Compliance Professional to join on a 12 month fixed term contract due to an increase in Pensions Liability Projects. As a compliance file checker you will be remotely reviewing the suitability and quality of advice given to customers by Consultants representing the business […]

File Checker

Location Quorn
Salary £30,000 Per Annum
Type Permanent
Ref 63632

The opportunity for a diploma qualified file checker to join a reputable IFA firm in Leicestershire who provide exemplary advice to their clients.  The Opportunity Our client is looking for an experienced compliance professional with file review experience to join the team. You will be working directly with the companies advisers to ensure all queries are concisely responded to. […]

Compliance Manager

Location London
Salary Negotiable
Type Permanent
Ref 63264

My client is a contemporary Wealth Management company who specialise in estate and succession planning. They are a Trust Corporation too, which means they also offer Executor, Attorney, Trustee, Protector and Corporate Director services. They are independently owned and hold the highest level of accreditation available in the UK They are looking for an experienced […]

Business Risk Consultant

Location Edinburgh
Salary £45,000 - £55,000 Per Annum
Type Permanent
Ref 60935

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

Compliance Consultant

Location Manchester
Salary £30,000 - £40,000 Per Annum
Type Permanent
Ref 57430

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance professional to join the helpdesk. You will be responsible for taking inbound calls, dealing with client's queries, complaints handling and assisting in the review […]

Business Quality Controller

Location BATH
Salary £35,000 - £45,000 Per Annum
Type Permanent
Ref 48146

In this exciting new role you will undertake file reviews and act as a quality filter for all files submitted, in conjunction with the Business Quality Manager, to ensure that the advice provided meets business and regulatory requirements. You will help manage a pre-approval process for High Risk advice areas such as Drawdown, EIS, VCTs […]