Compliance

  • Displaying 10 jobs of 12

Compliance Officer

Location LEICESTER
Salary £25,000 - £40,000 Per Annum
Type Permanent
Ref 58122

The Client:   My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package […]

Compliance Manager

Location Henley-on-Thames
Salary £35,000 - £40,000 Per Annum
Type Permanent
Ref 57980

The opportunity for an experienced compliance professional to join an established IFA practice who provide exemplary wealth advice to their clients.    The Opportunity   Our client is looking for an experience Compliance Manager to oversee the day to day compliance function within the IFA. The firm is offering long-term progression into a board-level position […]

Compliance Monitoring Officer (field based)

Location Manchester
Salary £30,000 - £35,000 Per Annum
Type Permanent
Ref 56662

The Client: The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients. The Opportunity Our client is looking for an experienced compliance professional with file review experience to join the monitoring team. You will be working directly with the companies clients to ensure all […]

Client Relationship Manager

Location DARLINGTON
Salary £26,000 - £30,000 Per Annum
Type Permanent
Ref 57418

The Client:   The opportunity for an experienced sales professional to join a rapidly expanding compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for a B2B professional who will be responsible for client relationship management, creating new sales channels, turning cold leads into business partners and contributing own ideas […]

Business Risk Consultant

Location Manchester
Salary £28,000 - £35,000 Per Annum
Type Permanent
Ref 56659

The Client:   The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. […]

Compliance Monitoring Officer

Location Manchester
Salary £30,000 - £35,000 Per Annum
Type Permanent
Ref 56660

The Client:   The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance professional with file review experience to join the monitoring team. You will be working directly with the companies clients to ensure […]

Compliance Consultant

Location Manchester
Salary £30,000 - £40,000 Per Annum
Type Permanent
Ref 57430

The Client:   The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance professional to join the helpdesk. You will be responsible for taking inbound calls, dealing with client's queries, complaints handling and assisting […]

Compliance Officer

Location Woking
Salary £35,000 - £40,000 Per Annum
Type Permanent
Ref 57192

The Client:   My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package […]

IFA Compliance Assistant

Location London
Salary £20,000 - £30,000 Per Annum
Type Permanent
Ref 56963

 The Client:   A fantastic opportunity for a compliance professional to join a rapidly growing wealth management firm who provide exemplary wealth advice to their HNW clients.   The Opportunity   Our client is looking for a qualified financial services professional to assist the Compliance Officer. You will be involved in assessing and checking the advice provided to […]

Compliance Supervisor

Location CANTERBURY
Salary £35,000 - £40,000 Per Annum
Type Permanent
Ref 56929

The Client:   A fantastic opportunity for an experienced compliance professional to join an established IFA practice who provide exemplary wealth advice to their clients.    The Opportunity   Our client is looking for a qualified financial services professional to assist the Compliance Director. You will be involved in assessing and checking the advice provided by the […]