Compliance
- Displaying 2 jobs of 2
Compliance Manager
| Location | Ashby de la Zouch |
|---|---|
| Salary | £45,000 - £50,000 Per Annum |
| Type | Permanent |
| Ref | 55274 |
The Client: The opportunity for an experienced compliance professional to join an established IFA practice who provide exemplary wealth advice to their clients. The Opportunity Our client is looking for an experienced Compliance Manager to oversee the day to day compliance function within the IFA. The firm is offering long-term progression into a board-level […]
Business Quality Controller
| Location | BATH |
|---|---|
| Salary | £35,000 - £45,000 Per Annum |
| Type | Permanent |
| Ref | 48146 |
In this exciting new role you will undertake file reviews and act as a quality filter for all files submitted, in conjunction with the Business Quality Manager, to ensure that the advice provided meets business and regulatory requirements. You will help manage a pre-approval process for High Risk advice areas such as Drawdown, EIS, VCTs […]
