Compliance - Financial Services Recruitment

A highly reputable financial planning practice with offices in Bury St Edmunds are currently looking to bring their Compliance function in-house and are currently seeking a Compliance Officer to join the team.   The opportunity You will be an integral part of the business and have a large element of autonomy within the role. Working […]

The opportunity for an experienced compliance professional to join a reputable financial planning firm in Kent.    Our client is looking for an experienced compliance professional to assist with overseeing the day to day compliance function within the business. You will have the opportunity to work autonomously whilst working within a small team environment. You will be […]

Compliance Assistant / Compliance Officer / Compliance Analyst / Compliance Administrator  An excellent client of ours are looking for a compliance officer on a 1 year contract, covering maternity in their Birmingham office, start date ASAP.  Experience required as follows;  T&C  file review auditing risk management/assessment FCA reporting level 4 diploma in financial planning – […]

My client is a highly reputable financial services group that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package to go along […]

The opportunity for an experienced compliance professional to join an international pensions provider, who manage over £2 billion assets. The Opportunity   Our client is looking for an experienced compliance professional to assist with overseeing the day to day compliance function within the business. You will have the opportunity to work autonomously whilst working within a small team […]

The opportunity for an experienced risk analyst to join an expanding national IFA group who offer bespoke, independent advice to their clients.    The Opportunity   Our client is looking for an experienced Risk Analyst to deliver the function’s File Review Service to Directly Authorised IFA firms. You will have the opportunity to work autonomously whilst working within a small team […]

The opportunity for an experienced compliance professional to join a national IFA group in Harrogate who provide exemplary wealth advice to their clients.    The Opportunity   Our client is looking for an experienced Compliance Manager to join the compliance team to assist the management of the compliance function. The firm is offering immediate responsibility, where you will have […]

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]