Compliance

The opportunity for a Compliance Assistant to join a brilliant estate agency group, with multiple locations across the south of England.  The client are growing at a brilliant rate and this is a chance for the successful candidate to join and flourish within, building a lasting career in addition to being fully supported in their development, with strong […]

The Client: A fantastic opportunity has arisen within a chartered financial planning practice for a Compliance Officer to join a growing firm in Newcastle. They pride themselves on being able to provide top quality advice for every client in every scenario as well as being experts within the market. You will be joining a very […]

The Client   Our Client is a multi-award winning Financial Planning practice based in Farnborough. They specialise in providing tailored financial advice to private clients across the UK as well as some of it’s largest businesses.   The Opportunity   Working as part of the Compliance Department which supports FCA regulatory requirements, Risk Management & […]

Our Client, a multi-award winning financial services practice, is currently seeking a Compliance Professional to join on a 12 month fixed term contract due to an increase in Pensions Liability Projects. As a compliance file checker you will be remotely reviewing the suitability and quality of advice given to customers by Consultants representing the business […]

The Client: My client is a highly reputable financial planning network that pride themselves on the personal touch that they provide their clients. They offer tailored financial solutions on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and boast a fantastic working environment to go along with a competitive […]