Compliance - Financial Services Recruitment

The Client This is a national wealth management firm with offices based all over the UK. They provide a range of financial advice including retirement planning, tax, cash-flow modelling and investment services. They are committed to building long lasting relationships with their trusted clients and pride themselves on delivering an excellent service   The Role […]

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.  The Opportunity Our client is looking for an experienced compliance professional with file review experience to join the consultancy team. You will be working directly with the companies clients to ensure all queries are concisely responded […]

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.  The Opportunity Our client is looking for an experienced compliance professional to join the helpdesk. You will be responsible for taking inbound calls, dealing with client's queries, complaints handling and assisting in the review of financial […]

The opportunity for a diploma qualified file checker to join a reputable IFA firm in Leicestershire who provide exemplary advice to their clients.  The Opportunity Our client is looking for an experienced compliance professional with file review experience to join the team. You will be working directly with the companies advisers to ensure all queries are concisely responded to. […]