Compliance - Financial Services Recruitment

The opportunity for a diploma qualified file checker to join a reputable IFA firm in Leicestershire who provide exemplary advice to their clients.  The Opportunity Our client is looking for an experienced compliance professional with file review experience to join the team. You will be working directly with the companies advisers to ensure all queries are concisely responded to. […]

An exiting opportunity has arisen for an experienced Compliance Manager / Director to join a rapidly growing financial planning firm in Leicestershire.  Within the role, you will head up the compliance function (currently a team of 2) and you will also hold the compliance functions (SMF 16 & 17).  Key responsibilities  Ensuring that the Business […]

An industry-leading compliance consultancy are looking for an experienced compliance professional to head up their Helpdesk team. This is an exciting opportunity for someone with a breadth of knowledge across IFA compliance to head up a function and drive the growth of the business.  You will be responsible for co-ordinating and managing the day-to-day activities […]

The opportunity for an experienced compliance professional to join a reputable IFA based in The City, who provide exemplary wealth advice to their clients.  The Opportunity Our client is looking for an experienced Compliance Manager to oversee the management of the compliance function. The firm is offering immediate responsibility, where you will have the opportunity to work autonomously whilst […]

Are you a Compliance professional with a background in Wealth Management? We are looking to speak to people who wish to work in a highly reputable IFA firm who are now looking to grow their compliance team. You will report to the Compliance Manager and assist with all the compliance needs of the company, in […]

  An exciting opportunity with a vibrant, well- established firm has arisen for excellent Paraplanning candidates. The companies aim to provide a unique and modern approach to financial planning to all of their valued clients in the North East, they now manage hundreds of millions in assets for clients and have been awarded Chartered status […]

My client is a specialist Compliance Company who are now looking for a experienced Compliance professionals to join their expanding financial services team If you are seeking a new opportunity within financial services compliance than this the role is for you.  

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.  The Opportunity Our client is looking for an experienced compliance professional with file review experience to join the monitoring team. You will be working directly with the companies clients to ensure all queries are concisely responded […]