Compliance - Financial Services Recruitment

This is a brilliant role within an award-winning Mortgage firm to ensure it complies with all relevant regulatory principals and requirements. The Opportunity Undertaking quality and or advice checks of submissions to ensure the customers are treated fairly and that documentation meets FCA regulations Increasing standards of record-keeping and documentation within the firm by providing […]

The opportunity for a diploma qualified file checker to join a reputable pensions firm who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance professional with file review experience to join the team. You will be working directly with the companies clients to ensure all queries are concisely […]

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

The opportunity for an experienced compliance professional to join a reputable financial planning firm in Kent.    Our client is looking for an experienced compliance professional to assist with overseeing the day to day compliance function within the business. You will have the opportunity to work autonomously whilst working within a small team environment. You will be […]

The opportunity for an experienced compliance professional to join an international pensions provider, who manage over £2 billion assets. The Opportunity   Our client is looking for an experienced compliance professional to assist with overseeing the day to day compliance function within the business. You will have the opportunity to work autonomously whilst working within a small team […]

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance professional to join the helpdesk. You will be responsible for taking inbound calls, dealing with client's queries, complaints handling and assisting in the review […]

A fantastic opportunity for a compliance professional to join a rapidly growing wealth management firm who provide exemplary wealth advice to their HNW clients.   The Opportunity   Our client is looking for a qualified financial services professional to assist the Compliance Officer. You will be involved in assessing and checking the advice provided to companies HNW clients […]

In this exciting new role you will undertake file reviews and act as a quality filter for all files submitted, in conjunction with the Business Quality Manager, to ensure that the advice provided meets business and regulatory requirements. You will help manage a pre-approval process for High Risk advice areas such as Drawdown, EIS, VCTs […]