Compliance

The Company:   Our client is a highly reputable financial planning network based with Head Offices based in Sussex. They have over 500 advisers across the UK and help to provide tailored and bespoke financial planning advice to their clients.   The Opportunity:   During a period of growth within the business our client is […]

The Client   Our Client is a multi-award winning Financial Planning practice based in Farnborough. They specialise in providing tailored financial advice to private clients across the UK as well as some of it’s largest businesses.   The Opportunity   Working as part of the Compliance Department which supports FCA regulatory requirements, Risk Management & […]

The Client There is a fantastic opportunity here to for a successful Compliance Manager to join a well-established Financial Services Practice with a national reach. Our Client are a growing practice with a great industry name, focus on providing a highly personalised financial planning and investment management service with the Client at the heart of […]

Our Client, a multi-award winning financial services network, is currently seeking a Compliance Professional to join on a 12 month fixed term contract due to an increase in Pensions Liability Projects. As a compliance file checker you will be remotely reviewing the suitability and quality of advice given to customers by Consultants representing the business […]

  The Client There is a fantastic opportunity here to for a successful Desk Based Financial Adviser to join a well-established Financial Services Practice in the West Sussex Region. Our Client are a growing practice with a great industry name, focus on providing a highly personalised financial planning and investment management service with the Client […]

The client: Our client is highly reputable IFA group with a presence that covers the south east of England and across in to the home counties. We are now looking for a Compliance Support Administrator to work closely with the Compliance Supervisor of the firm. Ideally from a holistic background, this is a chance to get your […]

The Client: My client is a highly reputable financial planning network that pride themselves on the personal touch that they provide their clients. They offer tailored financial solutions on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and boast a fantastic working environment to go along with a competitive […]

The Client: My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package to […]

The Client: The opportunity for an experienced Quality Assurance Professional to join a national, well-established Financial Advisory firm in their Halifax office who focus on providing a high quality financial planning and investment management service. The Opportunity: The purpose of this role is to contribute to the work of the Compliance Department in delivering SGL’s advice standards […]