Compliance - Financial Services Recruitment
The UK's Top Financial Services Jobs
- Displaying 7 jobs of 7
Compliance Monitoring Officer
| Location | Manchester |
|---|---|
| Salary | £40,000 Per Annum |
| Type | Permanent |
| Ref | 64579 |
The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients. The Opportunity Our client is looking for an experienced compliance professional with file review experience to join the monitoring team. You will be working directly with the companies clients to ensure all queries are concisely responded […]
File Reviewer (12 Month FTC)
| Location | FARNBOROUGH |
|---|---|
| Salary | £40,000 Per Annum |
| Type | Contract |
| Ref | 64362 |
Our Client, a multi-award winning financial services network, is currently seeking a Compliance Professional to join on a 12 month fixed term contract due to an increase in Pensions Liability Projects. As a compliance file checker you will be remotely reviewing the suitability and quality of advice given to customers by Consultants representing the business […]
File Checker
| Location | Quorn |
|---|---|
| Salary | £30,000 Per Annum |
| Type | Permanent |
| Ref | 63632 |
The opportunity for a diploma qualified file checker to join a reputable IFA firm in Leicestershire who provide exemplary advice to their clients. The Opportunity Our client is looking for an experienced compliance professional with file review experience to join the team. You will be working directly with the companies advisers to ensure all queries are concisely responded to. […]
Compliance Manager
| Location | London |
|---|---|
| Salary | Negotiable |
| Type | Permanent |
| Ref | 63264 |
My client is a contemporary Wealth Management company who specialise in estate and succession planning. They are a Trust Corporation too, which means they also offer Executor, Attorney, Trustee, Protector and Corporate Director services. They are independently owned and hold the highest level of accreditation available in the UK They are looking for an experienced […]
Business Risk Consultant
| Location | Edinburgh |
|---|---|
| Salary | £45,000 - £55,000 Per Annum |
| Type | Permanent |
| Ref | 60935 |
The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients. The Opportunity Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]
Compliance Consultant
| Location | Manchester |
|---|---|
| Salary | £30,000 - £40,000 Per Annum |
| Type | Permanent |
| Ref | 57430 |
The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients. The Opportunity Our client is looking for an experienced compliance professional to join the helpdesk. You will be responsible for taking inbound calls, dealing with client's queries, complaints handling and assisting in the review […]
Business Quality Controller
| Location | BATH |
|---|---|
| Salary | £35,000 - £45,000 Per Annum |
| Type | Permanent |
| Ref | 48146 |
In this exciting new role you will undertake file reviews and act as a quality filter for all files submitted, in conjunction with the Business Quality Manager, to ensure that the advice provided meets business and regulatory requirements. You will help manage a pre-approval process for High Risk advice areas such as Drawdown, EIS, VCTs […]
