Compliance

  • Displaying 7 jobs of 7

Financial Promotions Consultant

Location BIRMINGHAM
Salary £20,000 - £25,000 Per Annum
Type Permanent
Ref 48332

This role is to review, approve and proactively develop member communications and material in line with FCA and TCF principles and the company’s policy and framework. You will deliver a world-class broker experience in supporting brokers and internal customers in achieving their objectives in a compliant and effective manner. The Opportunity To review, approve and […]

Money Laundering Reporting Officer

Location Horsham
Salary £45,000 - £55,000 Per Annum
Type Temporary
Ref 48311

There is a fantastic opportunity here to for a successful Wealth Management and Compliance based professional, to join a well-established Financial Services Practice in the West Sussex Region. Our Client is a growing practice with a great industry name, focusing on providing a highly personalised financial planning and investment management service with the Client at the […]

Quality & Risk Analyst

Location Horsham
Salary £28,000 - £32,000 Per Annum
Type Permanent
Ref 48310

  There is a fantastic opportunity here to for a successful Wealth Management and Compliance based professional, to join a well-established Financial Services Practice in the West Sussex Region. Our Client is a growing practice with a great industry name, focusing on providing a highly personalised financial planning and investment management service with the Client at […]

Business Quality Controller

Location BATH
Salary £35,000 - £45,000 Per Annum
Type Permanent
Ref 48146

In this exciting new role you will undertake file reviews and act as a quality filter for all files submitted, in conjunction with the Business Quality Manager, to ensure that the advice provided meets business and regulatory requirements. You will help manage a pre-approval process for High Risk advice areas such as Drawdown, EIS, VCTs […]

Compliance Officer (IFA)

Location Liverpool
Salary Negotiable
Type Permanent
Ref 47312

A leading national financial services firm who specialise in providing guidance and education for workplace savings and benefits are looking to add to the team in their Bristol office. They have a strong reputation and are expanding at an impressive rate currently by offering their clients a top-quality service to allow them to make the […]

Business Quality Officer

Location FARNBOROUGH
Salary £35,000 - £40,000 Per Annum
Type Permanent
Ref 47017

Our Client, a multi-award winning financial services practice, is currently seeking a Compliance Professional to join their Business Quality team due to an increase in Pensions Liability Projects. As a compliance file checker you will be remotely reviewing the suitability and quality of advice given to customers by Consultants representing the business and to ensure that […]

Compliance Manager

Location Plymouth
Salary £30,000 - £40,000 Per Annum
Type Permanent
Ref 46916

The Client: My client is a highly reputable financial planning network that pride themselves on the personal touch that they provide their clients. They offer tailored financial solutions on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and boast a fantastic working environment to go along with a competitive […]