Head of Compliance

Head of Compliance (SMF16/17) – Up to £80,000
Hybrid Working | Senior Leadership Role | Wealth & Financial Advisory

We are partnering with a growing, acquisitive financial services group to recruit a Head of Compliance & MLRO (SMF16/17). This senior leadership position is pivotal in shaping the firm’s regulatory culture and strategy, with responsibility for both Compliance Oversight and Financial Crime/AML across its FCA-regulated Wealth Management and Financial Advisory businesses.

The Role:

• Act as Head of Compliance (SMF16) and MLRO (SMF17), leading compliance oversight and financial crime responsibilities across the Group.

• Provide strategic compliance leadership to senior management, ensuring adherence to the FCA Handbook, AML regulations, and JMLSG guidance.

• Lead engagement with the FCA and drive forward regulatory change projects.

• Build, manage, and develop a strong compliance team.

• Support newly acquired businesses through integration into the Group’s Compliance, Risk, and Financial Crime frameworks.

The Person:

• Proven senior compliance leadership experience within a wealth management and/or financial advisory environment.

• Strong technical knowledge of FCA regulations, AML, and financial crime.

• Experienced in managing FCA relationships and delivering regulatory change.

• Demonstrated ability to lead, inspire, and develop compliance professionals.

• Exposure to M&A or firm integrations desirable.

Why Join?

• A high-profile, influential role at the heart of a dynamic, acquisitive group.

• Direct impact on regulatory strategy, compliance culture, and client outcomes.

• A collaborative, supportive environment where compliance is valued as a strategic function.

• Hybrid working and competitive package (up to £80,000).