Compliance & Competence Officer

Location CHORLEY
Salary £20,000 - £30,000 Per Annum
Type Permanent
Ref 40205

The opportunity for a Compliance & Competence Officer to join a well-established Financial Services Practice that provides a highly personalised financial planning and investment management service. The Opportunity Our client is looking for someone to contribute to the work of the Compliance Department in particular, the Training and Competence scheme and FCA authorisations and ensure […]

Compliance File Checker (12 Month FTC)

Location FARNBOROUGH
Salary £35,000 - £40,000 Per Annum
Type Contract
Ref 40025

Our Client, a multi-award winning financial services network, is currently seeking a Compliance Professional to join on a 12 month fixed term contract due to an increase in Pensions Liability Projects. As a compliance file checker you will be remotely reviewing the suitability and quality of advice given to customers by Consultants representing the business […]

Compliance Associate

Location BATH
Salary £20,000 - £35,000 Per Annum
Type Permanent
Ref 39967

Position:           Compliance Associate Location:          Bath Salary:              £30,000 – £40,000   The client: Our client is highly reputable IFA firm with a presence that covers the south of England, from the South West to the South East and London. We are now looking for an experienced Financial Planner, ideally from a holistic background […]

Compliance Manager (Part Time Available)

Location Kidderminster
Salary £30,000 - £40,000 Per Annum
Type Permanent
Ref 39711

The Client: My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package to […]

Compliance Paraplanner

Location WOLVERHAMPTON
Salary £26,000 - £30,000 Per Annum
Type Permanent
Ref 39694

The Client:   Our client is a highly reputable, independent financial planning practice based near Wolverhampton. They have obtained, as a practice, the coveted ‘Chartered’ status and strive to provide only the best holistic advice to their clients.   The Opportunity:   This is an exciting and new position for a Paraplanner who is seeking […]

Compliance Officer (12 Month FTC)

Location Manchester
Salary £22,000 - £25,000 Per Annum
Type Permanent
Ref 39670

The Client:   Our client is a highly reputable financial planning practice based in central Manchester, striving to provide a truly unique and ethical financial planning service.   The Opportunity   This is a fantastic opportunity for a financial planning professional who has an interest in Compliance to progress their career. You will be fully […]

Compliance Manager

Location Knutsford
Salary £40,000 - £45,000 Per Annum
Type Permanent
Ref 39522

    The Client A bespoke quality driven Financial Planning firm, with a beautiful office set up in the Cheshire are, focusing on providing a tailored Financial Planning solution to it’s valued clients.  The Opportunity The chance has arisen for a successful Compliance Manager to join their existing team to provide in-house compliance support including complex case […]

Compliance Manager

Location Congleton
Salary £40,000 - £50,000 Per Annum
Type Permanent
Ref 39447

  The Client An award winning national IFA network and Discretionary Fund Manager, with hubs throughout the UK, focusing on providing a highly bespoke and tailored Financial Planning solution to it’s valued clients. This position will be based in the South West where the entirety of the back-office team sits. The Opportunity The chance has […]

Quality & Risk Analyst

Location Horsham
Salary £28,000 - £32,000 Per Annum
Type Permanent
Ref 39312

Quality & Risk Analyst – £28,000 to £32,000 – Horsham The below is a rough guideline – will need certFS minimum ideally Dip and with a few J0's  Excellent knowledge of retail investment, savings, pension and protection products in the IFA sector Strong knowledge of FCA rules and their interpretation/application Ability to communicate with others […]

Compliance Manager

Location Nottingham
Salary £40,000 - £50,000 Per Annum
Type Permanent
Ref 38802

The Client: My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package to […]

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Our clients include the top finance companies in the UK

We work alongside a wide selection of the best boutique, regional and national firms within the Financial Services industry.

• Actuarial
• Banking
• Wealth Management
• Asset Management
• Compliance
• Mortgages
• Finance & Lending
• Pensions
• Group Risk/Employee Benefits
Our consultants work hand in hand with a diverse client base, from small to medium sized independent firms to large corporate companies.
The Financial Services market has gone through so many changes and our clients like that they can speak with a consultant that understands the technical elements of an opportunity. Above all, it’s vital to us you have confidence in our ability to get the job done.

Check out our Ultimate guide to Financial Services jobs here. Also check out our Ultimate guide to Paraplanning here.

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