The opportunity for an experienced Training & Compliance professional to join an established IFA practice who provide exemplary wealth advice to their clients.
Our client is looking for an experienced T&C Supervisor to oversee the day to day compliance function (reporting to Compliance Manager) within the firm in addition to assisting with the general training and upkeep of advisory staff. You will have the opportunity to work autonomously whilst working within a small team environment. You will be responsible for setting up and monitoring compliance processes alongside advising the IFA's relating to FCA regulation.
What’s needed for me to be considered?
In order to be considered, candidates ideally need to have;
- Experience in compliance supervision within an IFA informing advisers on regulatory change and overseeing compliance processes
- Ideally Level 4 Qualified
- Confident when communicating with board level directors
- Experience in training financial planning staff
Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.
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Job Synonyms: Compliance Manager, IFA, Compliance, Monitoring, File Review