Compliance Officer

  • Shortlist
Location Woking , Surrey
Sector Financial Services
Salary £35,000 - £40,000 Per Annum
Type Permanent
Consultant Bobby Spalding
Ref 57192

The Client:

 

My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package to go along with the salary on offer.

 

The Opportunity

 

We are currently recruiting for an experienced Compliance Officer on behalf of a firm of Independent Financial Advisors based in Surrey. This is a fantastic chance to build a career in a well-established IFA firm. You will be given the chance to work closely with the firms IFA’s as well as overseeing and improving the firms approach to compliance. A clear and defined career plan will be put in place that will enable you to progress within the firm. You will also be offered the chance to study towards gaining further financial services qualifications should you want to.

 

What’s needed for me to be considered?

 

  • Strong experience in an IFA firm
  • Level 4 diploma qualified as a minimum
  • Existing experience in Financial Services compliance or risk control
  • Experience of working with bespoke software packages used for financial Planning and support

What next?

 

Apply today to be considered for this opportunity.  If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client.  In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

 

Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.

 

Job Synonyms:  Compliance Manager, IFA, Compliance, Monitoring, File Review