Compliance Officer / Compliance Analyst / Compliance Executive / File Reviewer / Risk Analyst
An excellent client of mine is looking for a compliance generalist to assist the firm's compliance function with file reviews, AML and monitoring.
Experience Required as follows;
- AML checks
- Preparing and reviewing business compliance KPIs
- FCA reporting
- Regular reviews and updating of financial services policies and processes
- solid working knowledge of COBS, ICOBS and MCOBS.
- file review
Compliance officer / Compliance Analyst / Compliance Executive / File Reviewer / Risk Analyst
Please contact Bobby Spalding at HEAT Recruitment for this and other Risk/Compliance opportunities nationwide.