Compliance Officer

  • Shortlist
Location Coventry , West Midlands
Sector Financial Services
Salary £40,000 - £50,000 Per Annum
Type Permanent
Consultant Bobby Spalding
Ref 59268

Compliance Officer / Compliance Analyst / Compliance Executive / File Reviewer / Risk Analyst

An excellent client of mine is looking for a compliance generalist to assist the firm's compliance function with file reviews, AML and monitoring. 

Experience Required as follows;
 

  • AML checks
  • Preparing and reviewing business compliance KPIs
  • FCA reporting 
  • Regular reviews and updating of financial services policies and processes
  • solid working knowledge of COBS, ICOBS and MCOBS.
  • file review 
  • T&C

Compliance officer / Compliance Analyst / Compliance Executive / File Reviewer / Risk Analyst

Please contact Bobby Spalding at HEAT Recruitment for this and other Risk/Compliance opportunities nationwide.