Compliance Officer

  • Shortlist
Location Coventry , West Midlands
Sector Financial Services
Salary £40,000 - £50,000 Per Annum
Type Permanent
Consultant Bobby Spalding
Ref 59262

My client is a highly reputable financial services group that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package to go along with the salary on offer.


The Opportunity


We are currently recruiting for an experienced Compliance Officer on behalf of a rapidly growing financial advice firm based in Coventry. This is a fantastic chance to build a career in a well-established financial services firm. You will be given the chance to work closely with the firms IFA’s as well as overseeing and improving the firms approach to compliance. A clear and defined career plan will be put in place that will enable you to progress within the firm. You will also be offered the chance to study towards gaining further financial services qualifications should you want to.


You will be rewarded with;

  • 5% employer pension contribution
  • Study Support
  • 23 days annual leave
  • free parking
  • health care/life assurance cover 


What’s needed for me to be considered?


  • working knowledge of COBS, ICOBS and MCOBS.
  • Existing experience in Financial Services compliance or risk control
  • Experience of working with bespoke software packages used for financial Planning and support


What next?


Apply today to be considered for this opportunity.  If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client.  In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.


Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.


Job Synonyms:  Compliance Officer, IFA, Compliance, Monitoring, File Review