Compliance Manager

  • Shortlist
Location Harrogate , North Yorkshire
Sector Financial Services
Salary £70,000 Per Annum
Type Permanent
Consultant Bobby Spalding
Ref 59117

The opportunity for an experienced compliance professional to join a national IFA group in Harrogate who provide exemplary wealth advice to their clients. 

 

The Opportunity

 

Our client is looking for an experienced Compliance Manager to join the compliance team to assist the management of the compliance function. The firm is offering immediate responsibility, where you will have the opportunity to work autonomously whilst also working within an established compliance function. You will be responsible for setting up and monitoring compliance processes alongside undertaking file reviews and T&C. 

What’s needed for me to be considered?

In order to be considered, candidates ideally need to have;

 

  • Experience in managing compliance within an IFA informing advisers on regulatory change and overseeing compliance processes
  • Level 4 Qualified minimum 
  • Confident when communicating with board level directors 

 

What next?

 

Apply today to be considered for this opportunity.  If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client.  In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

 

Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.

 

Job Synonyms:  Compliance Manager, IFA, Compliance, Monitoring, File Review