IFA Compliance Assistant

  • Shortlist
Location London , Greater London
Sector Financial Services
Salary £20,000 - £30,000 Per Annum
Type Permanent
Consultant Bobby Spalding
Ref 56963

A fantastic opportunity for a compliance professional to join a rapidly growing wealth management firm who provide exemplary wealth advice to their HNW clients.


The Opportunity


Our client is looking for a qualified financial services professional to assist the Compliance Officer. You will be involved in assessing and checking the advice provided to companies HNW clients by the advisory team. You may be required to carried out general admin, HR and marketing duties as part of the role. You will also have the opportunity to be involved in assisting with the technical training of staff.


What’s needed for me to be considered?


In order to be considered, candidates ideally need to be;


  • Russell Group graduate with minimum 2.1 classification 
  • recent experience within an IFA informing advisers on regulatory change and setting processes
  • ideally Level 4 Qualified – training assistance provided for all employees to reach chartered status 


What next?


Apply today to be considered for this opportunity.  If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client.  In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.


Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.


Job Synonyms:  Compliance Assistant, IFA, compliance, monitoring, admin, assistant