Compliance Assistant

  • Shortlist
Location Birmingham , West Midlands
Sector Financial Services
Salary £24,000 Per Annum
Type Permanent
Consultant Bobby Spalding
Ref 59290

Compliance Assistant / Compliance Officer / Compliance Analyst / Compliance Administrator 

An excellent client of ours are looking for a compliance officer on a 1 year contract, covering maternity in their Birmingham office, start date ASAP. 

Experience required as follows; 

  • T&C 
  • file review
  • auditing
  • risk management/assessment
  • FCA reporting
  • level 4 diploma in financial planning – desirable
  • minimum of 1 year compliance experience in financial services, ideally IFA 

Compliance Assistant / Compliance Officer / Compliance Analyst / Compliance Administrator 

Please contact Bobby Spalding at HEAT Recruitment for this and other Risk/Compliance opportunities nationwide.