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Assistant Trading Supervisor


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Salary £27000 - £30000

Recruiter Managing This Role

Job Title: Assistant Trading Supervisor
Location: Northampton, UK
Salary: £27,000-£30,000


  • Pension contributions matched at 4% (increases to 6% after successful probation)
  • PMI, PHI, and Death in Service schemes after probation
  • Onsite parking and gym facilities
  • 21 days holiday per annum (increases annually up to 25 days) plus bank holidays

We are working alongside a Chartered Financial Planning Firm, Discretionary Asset Manager, and Tax Planning Specialist who are looking to add an Assistant Trading Supervisor to their wealth department. The business caters to high net worth and ultra-high net worth individuals, providing comprehensive financial services.

Roles and Responsibilities: As the Assistant Trading Supervisor, your responsibilities will include:

  1. Managing the structural composition of model portfolios to align with the house model and macro strategy.
  2. Overseeing trading activities across all platforms, ensuring compliance with FCA conduct rules and TCF requirements.
  3. Checking post-trading to ensure completeness of client trading and effective communication.
  4. Updating daily returns and registers, completing duties as directed by the Deputy CIO.
  5. Completing trade sheets for individual trades and ensuring accurate execution.

Role Requirements:

  • Strong attention to detail and interpersonal skills.
  • Strong personal ethics and organisational abilities.
  • Experience in trading model portfolios on investment platforms.
  • Track record of sales success and achievement.

What next?

If you are a dedicated and motivated individual looking for a challenging yet rewarding role within a supportive team, we welcome you to apply. 

If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client.  In this discussion, we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

Additionally, refer a friend or colleague to us and receive £200 if we assist them in securing a new career.

Synonyms: IFA, Financial Planning, Wealth Management, Financial Adviser, Financial Advisor, Wealth Manager, Financial Consultant, CISI, CII, level 4 diploma, Independent Financial Advice, Financial Advisory, Investments, Investment Management, Dealing, Trades, Asset Management, Assistant Investment Supervisor, Junior Trading Manager, Trading Operations Assistant, Investment Operations Supervisor, Trading Support Specialist, Portfolio, Operations Assistant, Trading Compliance Coordinator, Investment Administration Assistant, Securities Trading Associate, Assistant Portfolio Manager, Financial Trading Coordinator, Trading Execution Specialist, Investment Operations Analyst, Equity Trading Assistant, Trading Control Coordinator

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