• Displaying 7 jobs of 7

Compliance Supervisor

Location HORSHAM
Salary £35,000 - £39,000 Per Annum
Type Permanent
Ref 43302

The Role: Assist in embedding a positive compliance culture across the On-Line Partnership Group Limited (The Company) and within its Networks, helping Firms deliver robust and repeatable best practices and to identify and mitigate risk. To be a point of contact for Member Firms and Training and Competence Supervisors of The Company and offer Compliance […]

Compliance Support Administrator

Location Horsham
Salary £18,000 - £22,000 Per Annum
Type Permanent
Ref 43048

The client: Our client is highly reputable IFA group with a presence that covers the south east of England and across in to the home counties. We are now looking for a Compliance Support Administrator to work closely with the Compliance Supervisor of the firm. Ideally from a holistic background, this is a chance to get your […]

Compliance Manager

Location Plymouth
Salary £30,000 - £40,000 Per Annum
Type Permanent
Ref 42910

The Client: My client is a highly reputable financial planning network that pride themselves on the personal touch that they provide their clients. They offer tailored financial solutions on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and boast a fantastic working environment to go along with a competitive […]

Quality Assurance Officer

Location Halifax
Salary £30,000 - £40,000 Per Annum
Type Permanent
Ref 42471

The Client: The opportunity for an experienced Quality Assurance Professional to join a national, well-established Financial Advisory firm in their Halifax office who focus on providing a high quality financial planning and investment management service. The Opportunity: The purpose of this role is to contribute to the work of the Compliance Department in delivering SGL’s advice standards […]

Compliance officer

Location Hampshire
Salary £30,000 - £42,000 Per Annum
Type Permanent
Ref 41908

The Client: My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package to […]

Compliance officer

Location Hampshire
Salary £30,000 - £42,000 Per Annum
Type Permanent
Ref 41906

Job Title: Compliance Officer Location: Southampton Salary: £35,000 – £42,000   The Client: My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an […]

Compliance officer

Location BATH
Salary £45,000 - £60,000 Per Annum
Type Permanent
Ref 41605

Job Title: Compliance Officer Location: Bath Salary: £Competitive DOE   The Client: My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent […]

Specialist Financial Services Recruitment Consultancy

Our clients include the top finance companies in the UK

We work alongside a wide selection of the best boutique, regional and national firms within the Financial Services industry.

• Actuarial
• Banking
• Wealth Management
• Asset Management
• Compliance
• Mortgages
• Finance & Lending
• Pensions
• Group Risk/Employee Benefits
Our consultants work hand in hand with a diverse client base, from small to medium sized independent firms to large corporate companies.
The Financial Services market has gone through so many changes and our clients like that they can speak with a consultant that understands the technical elements of an opportunity. Above all, it’s vital to us you have confidence in our ability to get the job done.

Check out our Ultimate guide to Financial Services jobs here. Also check out our Ultimate guide to Paraplanning here.

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