Compliance officer

Location BATH
Salary £45,000 - £60,000 Per Annum
Type Permanent
Ref 41605

Job Title: Compliance Officer Location: Bath Salary: £Competitive DOE   The Client: My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent […]

Compliance File Checker (12 Month FTC)

Location FARNBOROUGH
Salary £35,000 - £40,000 Per Annum
Type Contract
Ref 41315

Our Client, a multi-award winning financial services network, is currently seeking a Compliance Professional to join on a 12 month fixed term contract due to an increase in Pensions Liability Projects. As a compliance file checker you will be remotely reviewing the suitability and quality of advice given to customers by Consultants representing the business […]

Compliance Manager

Location Knutsford
Salary £40,000 - £45,000 Per Annum
Type Permanent
Ref 41301

    The Client A bespoke quality driven Financial Planning firm, with a beautiful office set up in the Cheshire are, focusing on providing a tailored Financial Planning solution to it’s valued clients.  The Opportunity The chance has arisen for a successful Compliance Manager to join their existing team to provide in-house compliance support including complex case […]

Non- Executive Director- Compliance

Location Warwick
Salary £18,000 - £22,000 Per Annum
Type Permanent
Ref 41222

  The Client: My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products.    The Opportunity We are currently recruiting for a Non-Executive Compliance Director on behalf of a firm based in Warwick. They are looking for an […]

Training & Compliance Supervisor

Location Horsham
Salary £40,000 - £45,000 Per Annum
Type Permanent
Ref 40986

  The Client There is a fantastic opportunity here to for a successful Desk Based Financial Adviser to join a well-established Financial Services Practice in the West Sussex Region. Our Client are a growing practice with a great industry name, focus on providing a highly personalised financial planning and investment management service with the Client […]

Regional Compliance Manager

Location Edinburgh
Salary £40,000 - £50,000 Per Annum
Type Permanent
Ref 40801

The Client: The opportunity for an experienced Regional Compliance Manager to join a national, well-established Financial Advisory firm across their numerous offices in Scotland who focus on providing a high quality financial planning and investment management service. The Opportunity: The purpose of the Regional Compliance Manager role is to contribute to the work of the Compliance department in […]

Quality Assurance Officer

Location Halifax
Salary £30,000 - £40,000 Per Annum
Type Permanent
Ref 40796

The Client: The opportunity for an experienced Quality Assurance Professional to join a national, well-established Financial Advisory firm in their Halifax office who focus on providing a high quality financial planning and investment management service. The Opportunity: The purpose of this role is to contribute to the work of the Compliance Department in delivering SGL’s advice standards […]

Specialist Financial Services Recruitment Consultancy

Our clients include the top finance companies in the UK

We work alongside a wide selection of the best boutique, regional and national firms within the Financial Services industry.

• Actuarial
• Banking
• Wealth Management
• Asset Management
• Compliance
• Mortgages
• Finance & Lending
• Pensions
• Group Risk/Employee Benefits
Our consultants work hand in hand with a diverse client base, from small to medium sized independent firms to large corporate companies.
The Financial Services market has gone through so many changes and our clients like that they can speak with a consultant that understands the technical elements of an opportunity. Above all, it’s vital to us you have confidence in our ability to get the job done.

Check out our Ultimate guide to Financial Services jobs here. Also check out our Ultimate guide to Paraplanning here.

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